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Boston based Regional Compliance Officer Needed
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Huxley Associates
Salary: Negotiable
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USA-MA-Boston |
08 Jan |
| A Global Wealth Management firm is seeking a Compliance Officer for their Boston office with strong financial product knowled... |
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Regulatory Examinations Compliance Officer, Stamford, Connecticu
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Huxley Associates
Salary: Negotiable
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USA-CT-Stamford |
08 Jan |
| A Stamford based financial services firm is seeking a compliance officer for their regulatory department. |
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Financial Services Compliance Analyst
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Bloomberg (USA)
Salary: Competitive
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USA-NY-New York City |
08 Jan |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, prici... |
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Director-Retirement Compliance (J5242)
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BarkerGilmore, LLC
Salary: Base & Bonus
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USA-CA-Los Angeles |
08 Jan |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
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Institutional Equity Compliance Officer - Regulatory Control Group
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Legend Global Search, Inc...
Salary: $175K+
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USA-NY-New York City |
08 Jan |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
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AML Director - Financial Investigations Unit
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Legend Global Search, Inc...
Salary: $155K
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USA-NY-New York City |
08 Jan |
| AML Director - Financial Investigations Unit |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
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USA-NY-New York City |
08 Jan |
| Chief Regulatory Officer |
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Fixed Income Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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USA-NY-New York City |
08 Jan |
| Leading global hedge fund is looking to add a fixed income compliance officer with 3-7 years of experience on the trading des... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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USA-NY-New York City |
08 Jan |
| Our client is seeking an attorney with at least seven years experience in all aspects of the fund management practice. This... |
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Hedge Fund Operations/Compliance
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The Boldon Group
Salary: Competitive
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USA-CA-San Francisco |
08 Jan |
| Innovative Hedge fund seeks a serious financial professional to join their expanding team. The ideal candidate would comb... |
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Attorney-Broker-Dealer/Compliance
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IJC Partners, LLC.
Salary: Base & Bonus
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USA-NY-New York City |
08 Jan |
| Our client is looking for an attorney with expertise in broker-dealer legal and compliance issues to join the team. |
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Chief Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
08 Jan |
| Dynamic Global Hedge Fund is looking for a Chief Compliance Officer with 10-15 years of experience in Investment Adviser's Co... |
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Qualifications Analyst - Securities
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Not Disclosed
Salary: Flexible
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USA-MD-Gaithersburg |
07 Jan |
| Qualifications Examinations are used to qualify and license registered representatives in the securities industry to work bas... |
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Head of Compliance, Americas
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Not Disclosed
Salary: Salary will be in the 100...
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USA-KY-Louisville |
07 Jan |
| This is your chance to join the largest non-bank international payments systems company in the world as their Head of Complia... |
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Anti-Money Laundering Compliance Manager
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Not Disclosed
Salary: Salary will be base plus...
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USA-NY-New York City |
06 Jan |
| The AML Manager will manage a team in the evaluation of AML compiane programs in the Banking and Securities Industry. |
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Investment Management Compliance Officer
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Not Disclosed
Salary: Base salary, benefits and...
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USA-NY-New York City |
06 Jan |
| Our client is a top, global investment management firm seeking a Compliance Officer to report directly to the firm's Chief Co... |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
05 Jan |
| See job description below |
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Market Regulation Attorney
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Chicago Mercantile Exchan...
Salary: not disclosed
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USA-NY-New York City |
05 Jan |
| See job description below |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
05 Jan |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Futures Compliance Officer, Chicago, IL
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Not Disclosed
Salary: $80000 to $120000
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USA-IL-Chicago |
16 Dec |
| As Futures Compliance Officer you will provide full compliance coverage focused on training, policies, monitoring and regulat... |
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Chief Compliance Officer, Chicago
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Robert Half International
Salary: $150-200k
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USA-IL-Chicago |
15 Dec |
| A dynamic, growth-orientated financial services group based in Chicago seeks a Chief Compliance Officer. You will ensure the... |
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Compliance Office/Associate
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Robert Half Int - Financi...
Salary: 80,000-100,000
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USA-NY-Hempstead |
24 Oct |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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